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Stephen K Golmont

Lazard Freres & Co. LLC

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About Stephen K Golmont

Stephen Golmont is a registered representative with Lazard Freres & Co. LLC, a firm that specializes in investment banking services. Stephen has been in the industry since 2015, and has experience working with Lazard Middle Market LLC. Stephen is licensed to sell securities in New York and holds the Series 63, SIE, and Series 79 exams.

Firm Information

Stephen Golmont is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Golmont’s Registration & Firm History

NY

11/21/2019 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

10/27/2015 - 12/05/2019

LAZARD MIDDLE MARKET LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen K Golmont.
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