Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Haynes is a financial professional with over 20 years of experience in the securities industry. Stephen is currently registered with Citizens JMP Securities, LLC. Stephen has a Series 7, Series 63 and SIE license. Stephen has been registered in multiple states including California, Colorado, Florida, Illinois, New York, Oregon and Utah. Stephen was previously registered with Peacock, Hislop, Staley & Given, Inc. Stephen is based in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/09/2000 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
AZ
12/20/1999 - 07/26/2000
PEACOCK, HISLOP, STALEY & GIVEN, INC. (PHOENIX AZ)
BC
Issued 01/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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