Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Justin Marks is a financial advisor with BNP Paribas Securities Corp. Stephen has been in the financial services industry since 2004 and has a broad range of experience in the industry. He holds the Series 3, 6, 7, and SIE licenses and has been registered with FINRA since 2004. He is currently registered in all 50 states and the District of Columbia. Stephen has previously worked at CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., and NEUBERGER BERMAN MANAGEMENT INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/31/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
04/07/2008 - 06/03/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/10/2006 - 02/19/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/09/2004 - 03/31/2006
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 04/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2010
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Marks is the right advisor for you? Invested Better is here to help.
