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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jurist is an active investment advisor representative in Florida and Texas. Stephen has been in the industry since 1997 and is currently registered with Wells Fargo Advisors Financial Network, LLC. Stephen has held previous registrations with Morgan Stanley, Citigroup Global Markets Inc., and Dean Witter Reynolds Inc. Stephen has a wide range of experience in the financial industry and has passed several securities exams, including the Series 63, Series 65, Series 7, Series 9, Series 10, and the SIE. Stephen provides investment advisory services to a range of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/15/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BOCA RATON FL)
FL
06/01/2009 - 03/04/2013
MORGAN STANLEY (BOCA RATON FL)
NC
05/08/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)
NY
05/29/1997 - 05/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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