Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Vali is a financial advisor with Icapital Markets LLC. Stephen has been in the industry since June 2007 and holds the Series 6, Series 7TO, and Series 63 licenses. Stephen is registered to sell securities in 51 states and the District of Columbia. Prior to joining Icapital Markets LLC, Stephen worked at SIMON MARKETS LLC, TOUCHSTONE SECURITIES, INC., U.S. BANCORP INVESTMENTS, INC., and CHASE INVESTMENT SERVICES CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/03/2022 - Present
Icapital Markets LLC (NEW YORK NY)
NY
01/12/2022 - 08/23/2022
SIMON MARKETS LLC (NEW YORK NY)
OH
03/23/2009 - 01/04/2021
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
KY
08/15/2006 - 02/18/2009
U.S. BANCORP INVESTMENTS, INC. (LOUISVILLE KY)
KY
10/27/2005 - 03/21/2006
CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)
BC
Issued 01/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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