Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Joseph Svensen is a financial advisor with over 20 years of experience. Stephen has held positions at Pacific Growth Equities, LLC and Scott & Stringfellow, Inc. in addition to Raymond James & Associates, Inc. Stephen is a registered representative with FINRA and holds licenses in 22 states. Stephen specializes in a variety of financial services including: portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/03/2006 - Present
Raymond James & Associates, Inc. (BOSTON MA)
CA
10/28/2004 - 08/29/2005
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
VA
04/22/2003 - 11/04/2004
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BOTH
Issued 08/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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