Unclaimed
Stephen Stanger is an investment advisor representative with LPL Financial LLC and has been in the industry since 2008. Stephen has a background in financial services and has worked with Mass Mutual Life Insurance Company and MML Investors Services, LLC. Stephen is registered to provide investment advisory services in Tennessee and is also registered as a registered representative in Florida, Georgia, Maryland, New York, North Carolina, Tennessee, and Virginia. Stephen has passed the Series 6, 63, 26, and 65 exams, and the SIE exam. Stephen has an extensive background in financial planning and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/07/2022 - Present
LPL Financial LLC (KNOXVILLE TN)
TN
07/22/2021 - 09/07/2022
MML INVESTORS SERVICES, LLC (KNOXVILLE TN)
NY
05/26/2008 - 01/04/2021
PRUCO SECURITIES, LLC. (Orchard Park NY)
IA
Issued 04/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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