Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Schwanke is a financial advisor who has been working in the industry for over 13 years. Stephen is currently registered with Vanguard Advisers, Inc., and is licensed in New York, Pennsylvania, and Texas. Stephen specializes in providing financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles. Stephen has experience in providing services to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and individuals other than high-net-worth. In addition to his work at Vanguard Advisers, Inc., Stephen is also the President of Alta Medicare, a supplemental insurance company. Stephen is also a landlord/owner of rental properties in Syracuse, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/02/2021 - Present
Vanguard Advisers, Inc. (Malvern PA)
RI
12/22/2009 - 06/14/2011
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MD
09/02/2008 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (FREDERICK MD)
MA
06/08/2005 - 06/10/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
05/14/2001 - 05/13/2005
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
01/17/2000 - 03/13/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 03/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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