Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sanders is an investment advisor representative with over 25 years of experience in the financial services industry. Stephen is a registered representative with First Financial Services, LLC and provides financial advisory services to individuals, high-net-worth individuals, and small businesses. Stephen has a wide range of experience in financial planning, portfolio management, and insurance sales. Stephen is committed to providing his clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AR
04/30/2024 - Present
First Financial Services, LLC (LITTLE ROCK AR)
AR
04/12/2012 - 11/08/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (LITTLE ROCK AR)
AR
02/05/1997 - 03/22/2012
STEPHENS (LITTLE ROCK AR)
BOTH
Issued 08/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/10/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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