Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Salley is a financial advisor with over 20 years of experience in the industry. Stephen currently works with LPL Financial LLC, a firm with over 1.6 million clients. Previously, Stephen worked with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Wachovia Securities, LLC and Prudential Securities Incorporated. Stephen is licensed and registered in multiple states. Stephen is a licensed Series 7, Series 24, and Series 63 and Series 65. Stephen offers services in financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
12/21/2010 - Present
LPL Financial LLC (FREDERICKSBURG VA)
VA
06/01/2009 - 01/04/2011
MORGAN STANLEY SMITH BARNEY (MCLEAN VA)
VA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
MD
06/21/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
07/01/2003 - 06/28/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/24/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/16/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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