Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Joseph Ryan has been in the financial services industry since June 12, 1993. Stephen is a registered representative and investment advisor representative in the state of Pennsylvania and is currently employed by Hornor, Townsend & Kent, LLC. Stephen is registered in all 50 states. Stephen is a General Securities Principal and a Municipal Securities Principal. Stephen has obtained the Series 6, 7, 24, 53 and 65 licenses. Stephen has a strong background in financial planning and portfolio management. Stephen has experience working with individuals, businesses, charitable organizations, and pension and profit-sharing plans. Stephen has also obtained the Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
PA
10/15/2002 - Present
Hornor, Townsend & Kent, LLC (Conshohocken PA)
NY
05/19/1992 - 09/07/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/19/1992 - 09/07/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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