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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Joseph Ridge is an investment advisor representative who has been active in the industry since January 2006. Stephen currently works for Empower Advisory Group, LLC. Stephen has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., Scottrade, Inc., and Park Avenue Securities LLC. Stephen holds the Series 6, 7, 63, and 66 licenses. Stephen is registered with the state of Maryland and has been registered with the state of Maryland since March 2021. Stephen is also a registered investment advisor representative. Stephen is a volunteer for the Boy Scouts of America, where he assists the troop leader in planning sporting events. Stephen specializes in providing investment advice to high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
03/31/2021 - Present
Empower Advisory Group, LLC (NOTTINGHAM MD)
MD
12/26/2019 - 09/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)
MD
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (TOWSON MD)
MD
02/14/2007 - 02/26/2018
SCOTTRADE, INC. (TOWSON MD)
MD
03/30/2005 - 02/09/2007
PARK AVENUE SECURITIES LLC (TOWSON MD)
BOTH
Issued 08/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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