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Stephen Joseph Petrick

Blackrock Investments, LLC

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About Stephen Joseph Petrick

Stephen Joseph Petrick is a financial advisor who has been in the industry since September 22, 2003. Stephen is currently registered with Blackrock Investments, LLC, a firm that specializes in investment management. Stephen has held several previous positions with companies including Goldman, Sachs & Co., BNY Investment Center Inc., Credit Suisse First Boston Corporation and First Investors Corporation. Stephen has a strong understanding of the securities industry, having passed multiple exams, including the Series 6, 7, 3, and SIE. Stephen is licensed to conduct business in New York and New Jersey.

Firm Information

Stephen Petrick is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Petrick’s Registration & Firm History

NY

05/13/2016 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

01/12/2006 - 04/11/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

01/01/2005 - 01/19/2006

BNY INVESTMENT CENTER INC. (NEW YORK NY)

NY

10/10/2001 - 12/31/2002

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NA

06/05/1991 - 07/23/1991

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 10/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2001

Series 3 - National Commodity Futures Examination

BC

Issued 10/09/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Joseph Petrick.
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