Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Perrone is a financial professional with over 40 years of experience in the securities industry. Stephen is currently registered with Western International Securities, Inc. Previously, Stephen was registered with Northeast Securities, LLC, First Williston Corporation, Dunhill Equities, Inc., IRBN Investment Corporation, Global Capital Securities, Inc., Prescott, Ball & Turben, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen holds the Series 4, 7, 15, 24, 27, 52, 53, 63, 79, 99 and SIE licenses. Stephen is licensed in 11 states and is a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/19/2018 - Present
Western International Securities, Inc. (Garden City NY)
NY
04/25/1990 - 12/31/2018
NORTHEAST SECURITIES, LLC (MITCHEL FIELD NY)
NY
05/08/1995 - 12/15/1998
FIRST WILLISTON CORPORATION (MITCHEL FIELD NY)
NY
06/29/1989 - 08/01/1990
DUNHILL EQUITIES, INC. (GARDEN CITY NY)
NJ
01/24/1990 - 04/05/1990
IRBN INVESTMENT CORPORATION (WOODBRIDGE NJ)
NA
01/05/1988 - 06/30/1989
GLOBAL CAPITAL SECURITIES, INC.
NA
05/01/1986 - 02/11/1988
PRESCOTT, BALL & TURBEN, INC.
NA
01/19/1980 - 06/02/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 01/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1989
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 03/23/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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