Unclaimed
Stephen Murphy is an investment advisor representative with Triumph Capital Management. Stephen is registered with the state of California. Stephen is licensed to provide financial advice and services to a wide range of clients, including individuals, families, and businesses. Stephen has over 20 years of experience in the financial services industry. Stephen is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals. Stephen is committed to helping clients make informed financial decisions and to providing them with the support they need to reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2017 - Present
Triumph Capital Management (DENVER CO)
CO
09/20/2019 - 02/11/2020
CETERA ADVISOR NETWORKS LLC (Denver CO)
CO
06/25/2019 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Denver CO)
MD
11/04/2008 - 06/29/2017
CAMPBELL FINANCIAL SERVICES, LLC (BALTIMORE MD)
NV
10/04/2004 - 10/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
MO
04/19/2000 - 10/12/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 06/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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