Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Miller is a registered representative with Northern Trust Securities, Inc. Stephen has been in the securities industry since 1994 and has been with Northern Trust Securities, Inc. since 1999. Stephen holds Series 4, 7, 24, 53, and 63 licenses. Stephen has 53 state registrations. Stephen specializes in the following areas: Investment Advisory Services, Financial Planning, Pension Consulting, Portfolio Management for Individuals, Portfolio Management for Businesses, and Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/24/1999 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
05/18/1999 - 07/26/1999
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
01/01/1999 - 03/04/1999
FAHNESTOCK & CO., INC. (NEW YORK NY)
MI
04/27/1998 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
MI
10/04/1993 - 03/20/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/17/1994
Series 4 - Registered Options Principal Examination
BC
Issued 03/11/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Miller is the right advisor for you? Invested Better is here to help.
