Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michener is a financial advisor with Wells Fargo Clearing Services, LLC. Stephen has over 25 years of experience in the financial services industry. Stephen is licensed to offer securities in 16 states. Stephen is registered as a Registered Representative (RR) and Investment Adviser Representative (IAR) with Wells Fargo Clearing Services, LLC. Stephen also holds the Series 7, Series 63, Series 65, and SIE exams. Prior to joining Wells Fargo Clearing Services, LLC, Stephen worked at Wells Fargo Investments, LLC, WM Financial Services, Inc., Cal Fed Investments, PaineWebber Incorporated, and Round Hill Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/23/2020 - Present
Wells Fargo Clearing Services, LLC (SIMI VALLEY CA)
CA
01/08/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SIMI VALLEY CA)
CA
03/03/1999 - 12/18/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/02/1998 - 03/11/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
NJ
07/07/1997 - 02/19/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
12/02/1994 - 07/10/1997
ROUND HILL SECURITIES, INC. (ALAMO CA)
IA
Issued 04/04/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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