Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mellert is a registered representative with South Street Securities LLC. Stephen has been in the securities industry since November 12, 1996 and has a Series 7, Series 63, and Series 99TO license. Stephen is registered in New York. Stephen was previously registered with Three Rivers Securities LLC, Neptune Securities Finance, LLC, Salomon Smith Barney Inc. and CitiCorp Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/24/2005 - Present
South Street Securities LLC (NEW YORK NY)
NY
06/13/2001 - 10/31/2005
THREE RIVERS SECURITIES LLC (NEW YORK NY)
NY
12/14/1998 - 06/28/1999
NEPTUNE SECURITIES FINANCE, LLC (NEW YORK NY)
NY
12/18/1998 - 06/02/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/02/1998 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
03/30/1994 - 06/25/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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