Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Locke is a financial advisor with over 20 years of experience in the financial services industry. Stephen is registered with First Advisors National, LLC and is licensed to sell life insurance and fixed annuity products. Stephen holds the Series 6, 7, 24, 63, and 65 securities licenses and is a Certified Financial Planner® and Chartered Financial Consultant. Stephen has extensive experience providing financial planning, investment management and retirement planning services. Stephen is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Retirement planning consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/endorsement fees
1
2
VA
04/02/2014 - Present
First Advisors National, LLC (Stephens City VA)
VA
01/03/2007 - 11/30/2012
FORTUNE FINANCIAL SERVICES, INC. (CROSS JUNCTION VA)
VA
07/14/2005 - 12/20/2006
TOWER SQUARE SECURITIES, INC. (WINCHESTER VA)
NC
11/09/2004 - 03/14/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NE
11/20/2002 - 12/01/2004
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CO
07/09/2002 - 10/18/2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
MN
01/14/1986 - 07/30/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NA
06/30/1983 - 04/30/1984
PRUCO SECURITIES CORPORATION
IA
Issued 11/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Stephen Locke is the right advisor for you? Invested Better is here to help.
