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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Joseph Kennedy is a financial advisor with over 49 years of experience in the industry. Stephen is currently registered with B. Riley Wealth Advisors, Inc. and has previously held positions at Chicago Capital, Inc., Stifel, Nicolaus & Company, Incorporated, The Chicago Corporation, Bacon, Whipple & Co., Becker Securities Incorporated, and William Blair & Company. Stephen has earned his Series 63, Series 65, Series 24 and Series 4 licenses and Stephen is also registered with the following states: Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, Texas, Virginia, Washington, West Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/26/2022 - Present
B. Riley Wealth Advisors, Inc. (Chicago IL)
IL
01/04/1996 - 01/11/2002
CHICAGO CAPITAL, INC. (CHICAGO IL)
MO
07/17/1992 - 01/15/1996
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IL
07/01/1982 - 08/04/1992
THE CHICAGO CORPORATION (CHICAGO IL)
NA
06/22/1977 - 07/12/1982
BACON, WHIPPLE & CO.
NA
09/01/1976 - 07/23/1977
BECKER SECURITIES INCORPORATED
NA
02/05/1975 - 09/09/1976
WILLIAM BLAIR & COMPANY
NA
01/02/1973 - 02/22/1975
BACON, WHIPPLE & CO.
IA
Issued 12/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/21/1979
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/03/1977
PC - AMEX Put and Call Exam
BC
Issued 12/15/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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