Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hollingsworth is an active Registered Representative and Investment Advisor Representative with over 35 years of experience in the financial services industry. Stephen is currently affiliated with Raymond James Financial Services Advisors, Inc. based in NEWTON LOWER FALLS, MA. Stephen has held previous registrations with several other firms, including WELLS FARGO ADVISORS, LLC, UBS FINANCIAL SERVICES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Stephen holds both Series 63 and Series 66 securities licenses and is registered in over 20 states. In addition to his current employment, Stephen is also the owner of a support company, Adele Financial Services,LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
05/05/2017 - Present
Raymond James Financial Services Advisors, Inc. (NEWTON LOWER FALLS MA)
MA
02/18/2005 - 11/01/2010
WELLS FARGO ADVISORS, LLC (BOSTON MA)
NJ
04/09/1994 - 03/14/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/20/1988 - 03/29/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
01/23/1985 - 02/01/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 12/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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