Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gowsoski is a financial advisor with Investment Distributors, Inc. located in Covington, KY. Stephen has been in the industry since 2007 and has been registered with the firm since 2022. Stephen has Series 6, 7, 63 and 66 licenses and has been registered in 10 states. Stephen has experience in providing investment advice to individual clients and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/03/2022 - Present
Investment Distributors, Inc. (Covington KY)
OH
11/19/2015 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CINCINNATI OH)
MI
08/27/2009 - 08/02/2011
TD AMERITRADE, INC. (BIRMINGHAM MI)
MI
07/06/2009 - 07/28/2009
TRIAD ADVISORS, INC. (WATERFORD MI)
MI
03/27/2009 - 05/19/2009
MULTI-BANK SECURITIES, INC. (PLEASANT RIDGE MI)
AZ
02/20/2007 - 03/23/2009
CHASE INVESTMENT SERVICES CORP. (FOUNTAIN HILLS AZ)
CA
06/22/2005 - 12/20/2006
TD AMERITRADE, INC. (LONG BEACH CA)
OK
08/26/2003 - 10/01/2004
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
MA
10/29/1997 - 12/17/1997
CONCORD BROKERAGE SERVICES, INC. (BOSTON MA)
MN
09/30/1997 - 10/24/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/30/1997 - 10/24/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 11/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/19/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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