Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Joseph Gesualdi is a financial advisor at Ameriprise Financial Services, LLC. Stephen has been in the financial industry since February 5, 1989. Stephen has worked for several financial institutions, including UBS Financial Services Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Stephen holds the Series 63, Series 65, Series 7 and Series 8 licenses. Stephen is registered to provide investment advice in Alaska, Arkansas, California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Hampshire, New York, North Carolina, Rhode Island, South Carolina, Tennessee, and Texas. Stephen specializes in providing financial planning, portfolio management, and asset allocation services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/27/2019 - Present
Ameriprise Financial Services, LLC (WAKEFIELD MA)
MA
06/24/2011 - 10/08/2019
UBS FINANCIAL SERVICES INC. (PEABODY MA)
NH
01/01/2008 - 06/27/2011
WELLS FARGO ADVISORS, LLC (PORTSMOUTH NH)
MA
01/23/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PEABODY MA)
NY
08/31/1999 - 01/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/28/1995 - 08/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/17/1991 - 05/02/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/24/1989 - 06/28/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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