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Stephen Joseph Escarcega

PFS Investments Inc.

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About Stephen Joseph Escarcega

Stephen Escarcega is a financial professional with over 30 years of experience in the industry. Stephen is currently registered with PFS Investments Inc. and has been with the firm since January 1993. Stephen holds the Series 6, Series 26 and Series 63 licenses and the SIE certification. Stephen is registered in Arizona and is an active member of the brokerage community. Stephen specializes in providing portfolio management for individuals. PFS Investments Inc. is headquartered in Duluth, Georgia and has over 3500 licensed agents, investment advisor representatives and registered representatives. The firm has a strong focus on individual investors and provides a range of financial services, including financial planning and investment management.

Firm Information

Stephen Escarcega is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Escarcega’s Registration & Firm History

AZ

01/12/1993 - Present

PFS Investments Inc. (TUCSON AZ)

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Licenses & Designations

BC

Issued 01/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Joseph Escarcega. Review regulatory record here.
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