Unclaimed
Stephen Easton is a financial advisor with Voya Financial Advisors, Inc. and Voya Financial Partners, LLC. Stephen has been in the financial industry since 1999 and is licensed to provide financial advice in Connecticut. Stephen has experience in providing financial advice to individuals, businesses, and charitable organizations. Stephen is a registered representative and principal with Voya Financial Advisors, Inc., and is also licensed to sell investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/09/2021 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
07/05/2011 - 08/05/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
09/21/2010 - 01/03/2011
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
CT
02/03/2004 - 04/08/2010
ING INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
04/11/2002 - 10/16/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
02/01/1999 - 10/16/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/12/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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