Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cote is a financial advisor with LPL Financial LLC in SPOKANE, WA. Stephen Cote has been in the industry since November 1991. Stephen Cote also works with Securities America, Inc., KMS Financial Services, Inc., MML Investors Services, Inc. and NYLIFE Securities Inc. Stephen Cote is registered with the state of Washington as a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
12/13/2021 - Present
LPL Financial LLC (SPOKANE WA)
WA
11/06/2020 - 12/13/2021
SECURITIES AMERICA, INC. (SPOKANE WA)
WA
11/17/2006 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SPOKANE WA)
WA
11/27/2001 - 12/04/2006
MML INVESTORS SERVICES, INC. (SPOKANE WA)
NY
11/11/1991 - 12/04/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 06/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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