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Stephen Joseph Conway

Deutsche Bank Securities Inc.

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About Stephen Joseph Conway

Stephen Conway is a financial professional with over 18 years of experience in the securities industry. Stephen is currently registered with Deutsche Bank Securities Inc., and has a Series 7, Series 24, Series 4, and Series 63 licenses. In the past, Stephen has also been affiliated with firms such as Newbridge Securities Corporation, J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc, and National Securities Corporation. Stephen is a knowledgeable and experienced financial advisor dedicated to providing clients with personalized advice and service.

Firm Information

Stephen Conway is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Stephen Conway’s Registration & Firm History

FL

07/01/2011 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

NJ

08/31/2009 - 06/13/2011

NEWBRIDGE SECURITIES CORPORATION (MATAWAN NJ)

NY

08/01/2006 - 08/31/2009

J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)

NY

01/26/2005 - 08/01/2006

GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)

FL

10/01/2004 - 01/25/2005

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

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Licenses & Designations

BC

Issued 10/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2008

Series 4 - Registered Options Principal Examination

BC

Issued 08/09/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Joseph Conway.
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