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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Joseph Cicali is an Investment Advisor Representative at Prime Capital Financial. Stephen has been in the securities industry since 1993. Stephen has a Series 7, 9, 10, 24, 63 and 65 licenses. Stephen's previous firms include TD Ameritrade, Inc., Commerce Capital Markets, Inc., CitiStreet Equities LLC, Dean Witter Reynolds Inc., and Olde Discount Corporation. Stephen is registered in New Jersey and has specializations in fixed income, equities, mutual funds, options, variable products, and retirement plans. Stephen's firm, Prime Capital Financial, is an independent registered investment advisor that provides a variety of financial services including financial planning, portfolio management, and retirement planning. Stephen is a member of CHHSZ Holdings, LLC which is the sole owner of Prime Capital Investment Advisors, LLC, a federally registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
05/02/2019 - Present
Prime Capital Financial (OVERLAND PARK KS)
NJ
04/08/2005 - 09/26/2006
TD AMERITRADE, INC. (MARLTON NJ)
PA
09/23/2004 - 04/25/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NJ
06/19/2001 - 09/15/2004
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
06/06/2000 - 02/09/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
09/10/1993 - 06/15/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 11/12/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 05/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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