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Stephen Joseph Borriello

J.p. Morgan Securities LLC

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About Stephen Joseph Borriello

Stephen Joseph Borriello is a Registered Representative and Investment Adviser Representative with J.p. Morgan Securities LLC, located in Freehold, NJ. Stephen has been in the industry since 2002. Stephen has a Series 7, Series 63 and Series 66 license. Stephen holds registrations in several states including Connecticut, Georgia, New Jersey, New York, North Carolina and Texas. Prior to joining J.p. Morgan Securities LLC, Stephen was employed by NATIONAL SECURITIES CORPORATION-Forte Capital Group and JOSEPH STEVENS & COMPANY, INC..

Firm Information

Stephen Borriello is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Stephen Borriello’s Registration & Firm History

NJ

03/05/2024 - Present

J.p. Morgan Securities LLC (FREEHOLD NJ)

NY

04/29/2008 - 07/28/2016

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

08/02/2002 - 04/30/2008

JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/01/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Joseph Borriello.
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