Unclaimed
Stephen Joseph Abramo is a financial advisor based in New York, NY. Stephen has been working in the financial services industry since August 2, 1993. Stephen is currently registered with Nylife Distributors LLC and Nylife Securities LLC. Stephen has passed the Series 6, 7, 26, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2023 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
02/06/2008 - 10/08/2012
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
08/03/1993 - 08/21/2008
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 08/12/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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