Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jon Davis is a financial professional with over 20 years of experience in the securities industry. Stephen has worked with a variety of firms, including SG Cowen Securities Corporation, Cowen & Co., Magna Securities Corp., UVEST Financial Services Group, Inc., and Quasar Distributors, LLC. Currently, Stephen is registered with IRC Securities LLC, and holds Series 63, Series 65, Series 7 and SIE licenses. Stephen is registered in Connecticut and New York. Stephen's first registration with a broker-dealer was with Cowen & Co. in March 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2013 - Present
IRC Securities LLC (NEW YORK NY)
ME
09/27/2005 - 06/23/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NC
01/24/2001 - 04/13/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
12/06/2000 - 01/17/2001
MAGNA SECURITIES CORP. (NEW YORK CITY NY)
NY
07/01/1998 - 07/27/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
03/26/1993 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 02/13/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Davis is the right advisor for you? Invested Better is here to help.
