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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen John Wood is a financial advisor at Commonwealth Financial Network. Stephen has been in the financial services industry since 1985 and has experience working at a number of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., and Wells Fargo Clearing Services, LLC. Stephen is a Certified Financial Planner and is registered to provide investment advice in 18 states. Stephen is dedicated to helping clients achieve their financial goals. Stephen specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2021 - Present
Commonwealth Financial Network (Hopewell Junction NY)
NY
02/27/2009 - 02/19/2019
WELLS FARGO CLEARING SERVICES, LLC (KINGSTON NY)
NY
08/29/1997 - 03/04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KINGSTON NY)
NY
07/31/1993 - 08/29/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
06/16/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/03/1989 - 06/12/1989
FIRST ALBANY CORPORATION
NA
07/23/1985 - 12/12/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 05/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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