Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lank is a financial advisor with LPL Financial LLC. Stephen has been in the industry since 1998. Stephen is licensed to provide investment advice in 53 states and the District of Columbia. Stephen has been registered with LPL Financial LLC since 2005. Stephen has previously been registered with Financial Resources Group Investment Services, LLC, Equitable Advisors, LLC, UVEST Financial Services Group, INC., Windward Securities Corporation and Jefferson Pilot Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
06/10/2022 - Present
LPL Financial LLC (FORT MILL SC)
SC
03/16/2022 - 11/20/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Fort Mill SC)
NC
07/19/2018 - 04/29/2021
EQUITABLE ADVISORS, LLC (CHARLOTTE NC)
SC
09/19/2005 - 06/25/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
03/14/2008 - 05/17/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NH
10/14/2004 - 09/07/2005
WINDWARD SECURITIES CORPORATION (CONCORD NH)
IN
07/02/1999 - 09/07/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
RI
02/20/1998 - 06/11/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 09/01/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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