Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Niezgoda is a financial professional with over 25 years of experience in the financial services industry. Stephen has a strong background in providing financial advice and investment management services to individuals, families, and businesses. Stephen is currently a Registered Representative of Cambridge Investment Research Advisors, Inc. Stephen has held previous roles with LPL Financial LLC, Edward Jones, and Morgan Stanley DW Inc. Stephen is committed to providing personalized financial advice and helping clients achieve their financial goals. Stephen's specializations include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
11/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Rochester MI)
MI
04/30/2010 - 11/27/2018
LPL FINANCIAL LLC (DEARBORN MI)
MI
07/30/2004 - 05/03/2010
EDWARD JONES (DEARBORN MI)
OH
03/18/2004 - 06/23/2004
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
NY
01/18/1995 - 11/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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