Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen John Massocca has been in the financial services industry since 1981. Stephen is currently registered with Wedbush Securities Inc. in the state of California and New York. Stephen's previous experience includes roles with Pacific Growth Equities, LLC, Volpe, Welty & Company, A California Limited Partnership, Rauscher Pierce Refsnes, Inc., Montgomery Securities and Dean Witter Reynolds Inc. Stephen's certifications include Series 7, 24, 55, 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/02/2009 - Present
Wedbush Securities Inc. (SAN FRANCISCO CA)
CA
03/20/1991 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
02/06/1987 - 03/22/1991
VOLPE, WELTY & COMPANY, A CALIFORNIA LIMITED PARTNERSHIP (SAN FRANCISCO CA)
NA
09/17/1986 - 01/15/1987
RAUSCHER PIERCE REFSNES, INC.
NA
11/16/1982 - 08/19/1986
MONTGOMERY SECURITIES
NA
02/23/1981 - 12/21/1982
DEAN WITTER REYNOLDS INC.
BC
Issued 10/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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