Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen John Koorey is a financial advisor with over 30 years of experience in the industry. Stephen has been registered with LPL Financial LLC since August 2023. Stephen has previously worked with firms like Prudential Insurance Company of America, Mutual of Omaha Investor Services, and Merrill Lynch. Stephen is a registered representative in Maryland and is also a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/30/2023 - Present
LPL Financial LLC (PASADENA MD)
MD
11/03/2020 - 08/08/2023
PRUCO SECURITIES, LLC. (Crofton MD)
MD
01/08/2019 - 10/16/2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (Beltsville MD)
MD
08/24/2015 - 06/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA MD)
MD
05/31/2012 - 08/07/2015
INFINEX INVESTMENTS, INC. (Annapolis MD)
DC
02/26/2008 - 01/03/2012
PNC INVESTMENTS (WASHINGTON DC)
DC
09/27/2006 - 07/02/2007
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
MD
07/24/2006 - 08/28/2006
BB&T INVESTMENT SERVICES, INC. (EASTON MD)
DC
10/31/2002 - 06/29/2006
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
DC
01/01/1999 - 01/08/2002
RIGGS INVESTMENT CORP. (WASHINGTON DC)
MD
12/08/1993 - 08/24/1995
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NA
03/06/1986 - 06/10/1992
DERAND/PENNINGTON/BASS, INC.
BOTH
Issued 05/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/31/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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