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Stephen John Knutson

Capital Client Group, Inc.

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About Stephen John Knutson

Stephen John Knutson is a financial advisor with over 20 years of experience in the financial services industry. Stephen has a strong background in both investment advisory and brokerage services, and he is currently registered with Capital Client Group, Inc. Previously, Stephen has held positions with Countrywide Securities Corporation, Ameriprise Financial Services, Inc., IDS Life Insurance Company, and Mutual of Omaha Investor Services, Inc. Stephen holds a number of industry licenses and certifications, including Series 6, 7, 9, 24, 51 and 63. Stephen is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Stephen Knutson is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Stephen Knutson’s Registration & Firm History

CA

03/09/2007 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

03/01/2006 - 10/27/2006

COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)

MN

08/13/1998 - 02/24/2006

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

08/13/1998 - 02/24/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NE

07/08/1996 - 07/07/1998

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 06/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/13/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/05/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen John Knutson.
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