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Stephen John Kelleher

Gradient Securities, LLC

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About Stephen John Kelleher

Stephen John Kelleher is an Investment Advisor Representative with Gradient Securities, LLC located in Watertown, CT. Stephen has been in the financial industry since 1997 and has held previous positions at Broker Dealer Financial Services Corp., Legend Equities Corporation, American General Securities Incorporated, and Franklin Financial Services Corporation. Stephen is registered in Arizona, Connecticut, Florida, New York, North Carolina, and Wyoming. Stephen holds the following licenses: Series 6, Series 63, and SIE. Stephen's specializations include Financial Planning, Portfolio Management for Individuals, and Pension Consulting.

Firm Information

Stephen Kelleher is currently registered with Gradient Securities, LLC. Gradient Securities, LLC is a Limited Liability Company formed in April 2003. Based in Arden Hills, Minnesota, the firm provides investment advisory services to individuals, high-net-worth individuals, corporations, businesses, pension plans, and individuals other than high-net-worth. They offer financial planning, pension consulting, portfolio management, and selection of other advisers. The firm manages approximately $475 million in assets for over 6,600 clients.
Gradient Securities, LLC

4105 LEXINGTON AVENUE N

ARDEN HILLS, MN 55126

$475.17M

Assets Under Management

921

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees

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Stephen Kelleher’s Registration & Firm History

CT

11/08/2016 - Present

Gradient Securities, LLC (WATERTOWN CT)

CT

01/04/2007 - 11/07/2016

BROKER DEALER FINANCIAL SERVICES CORP. (WATERTOWN CT)

CT

02/22/2005 - 05/15/2006

LEGEND EQUITIES CORPORATION (LITCHFIELD CT)

AZ

10/01/2002 - 02/18/2005

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

TX

07/18/1996 - 10/01/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen John Kelleher. Review regulatory record here.
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