Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hoffman is a financial advisor in Baltimore, MD. Stephen is registered with FINRA and is a member of the Financial Industry Regulatory Authority. Stephen's current firm is M&T Securities, Inc. Stephen has been in the securities industry since March 25, 2014. Stephen has passed the following exams: Series 7, Series 63, Series 79, and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
05/13/2022 - Present
M&T Securities, Inc. (BALTIMORE MD)
OH
02/24/2020 - 09/28/2020
HUNTINGTON SECURITIES, INC. (COLUMBUS OH)
OH
04/11/2018 - 02/24/2020
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
11/01/2010 - 11/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
03/30/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
BC
Issued 06/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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