Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen John Ferencik is a financial advisor with over 20 years of experience in the industry. He is registered with Arkadios Wealth Advisors and has been with the firm since April 2020. Prior to joining Arkadios Wealth Advisors, Stephen John Ferencik worked at Triad Advisors, Inc. and UBS Financial Services Inc. Stephen John Ferencik provides financial planning, portfolio management for individuals and pension consulting services. Stephen John Ferencik is registered with the following states: California, Delaware, Florida, Georgia, Louisiana, Michigan, Missouri, New York, North Carolina, Ohio, South Carolina, Texas, Vermont and Virginia. Stephen John Ferencik has passed the Series 31, Series 63, Series 65, Series 7 and SIE exams. Stephen John Ferencik is also the president of SJF Capital LLC, a non-investment related company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
04/07/2020 - Present
Arkadios Wealth Advisors (ATLANTA GA)
GA
04/21/2011 - 02/01/2017
TRIAD ADVISORS, INC. (ATLANTA GA)
GA
09/30/2005 - 03/05/2010
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
12/03/1998 - 10/04/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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