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Stephen John Dane

Prudential Investment Management Services LLC

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About Stephen John Dane

Stephen John Dane is a financial advisor with Prudential Investment Management Services LLC, based in Newark, NJ. Stephen has been in the industry since August 19, 2000, and has extensive experience in the financial services industry. Stephen holds FINRA Series 63, 65, 7, 24, and SIE licenses. Stephen is registered to provide investment advice in 51 states and the District of Columbia. Prior to joining Prudential Investment Management Services LLC, Stephen held positions at Allianz Global Investors Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MetLife Securities Inc, Metropolitan Life Insurance Company, and Salomon Smith Barney Inc.

Firm Information

Stephen Dane is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Dane’s Registration & Firm History

NJ

05/24/2016 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

06/17/2008 - 05/05/2016

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

06/21/2004 - 06/11/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

05/01/2001 - 04/02/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/01/2001 - 04/02/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

02/23/2000 - 02/12/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/19/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen John Dane.
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