Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen John Cavoli is a financial professional with over 20 years of experience in the financial services industry. Stephen has held positions with several firms, including Virtu Americas LLC, Virtu Alternet Securities LLC, Virtu ITG LLC, Virtu Financial Capital Markets LLC, Virtu Financial BD LLC, Morgan Stanley & Co. LLC, Instinet, LLC, and PCS Securities, Inc. Stephen is currently registered with Virtu Americas LLC in New York, New York and Short Hills, New Jersey. Stephen is also registered with the state of Texas as a securities professional. Stephen holds several licenses and certifications, including Series 6, Series 7, Series 24, Series 3, Series 4, Series 55, Series 57TO, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2017 - Present
Virtu Americas LLC (New York NY)
NY
03/01/2019 - 11/03/2020
VIRTU ALTERNET SECURITIES LLC (NEW YORK NY)
NY
03/01/2019 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NY
09/09/2015 - 04/09/2020
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
TX
09/09/2015 - 11/02/2017
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
04/28/2004 - 09/01/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NJ
03/17/2003 - 05/11/2004
INET ATS, INC. (JERSEY CITY NJ)
NY
01/30/2002 - 05/11/2004
INSTINET, LLC (NEW YORK NY)
CA
11/06/2001 - 01/15/2002
PCS SECURITIES, INC. (SAN DIEGO CA)
BC
Issued 07/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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