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Stephen John Casey

Neuberger Berman BD LLC

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About Stephen John Casey

Stephen John Casey is a financial advisor with over 20 years of experience in the industry. Stephen Casey is currently registered with Neuberger Berman BD LLC and has been with the firm since July 2007. Previously, Stephen Casey worked with Neuberger Berman Management LLC from July 2011 to June 2016. Stephen Casey holds several licenses and certifications including Series 7, 6, 63, and 66. Stephen Casey is also a Chartered Financial Analyst (CFA). Stephen Casey provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC, on an ongoing basis.

Firm Information

Stephen Casey is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Casey’s Registration & Firm History

IL

03/12/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

08/02/2011 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (CHICAGO IL)

CT

07/05/2000 - 05/02/2002

ABN AMRO INCORPORATED (STAMFORD CT)

NE

11/01/1993 - 07/02/1997

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

AZ

04/08/1992 - 08/26/1993

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 01/05/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2007

Series 7 - General Securities Representative Examination

BC

Issued 04/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen John Casey.
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