Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Casavant is a financial professional with experience in the financial services industry. Stephen is currently registered with Northwestern Mutual Investment Services, LLC. Stephen has previously worked at Goldman Sachs & Co. LLC and Mercer Allied Company, L.P.. Stephen holds the Series 7 and Series 66 licenses and has also passed the SIE exam. Stephen's expertise lies in providing financial advice to clients in the areas of investment research, financial planning, and referrals to other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
01/27/2023 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
NY
10/01/2019 - 12/19/2022
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
04/26/2016 - 10/08/2019
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BOTH
Issued 07/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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