Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Brussard is a financial professional with over 10 years of experience in the industry. Stephen is currently registered with Needham & Company, LLC and previously held positions at Wedbush Securities Inc., Rodman & Renshaw, LLC, Hudson Securities, Inc. and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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2
MA
12/08/2015 - Present
Needham & Company, LLC (BOSTON MA)
MA
11/01/2012 - 11/30/2015
WEDBUSH SECURITIES INC. (BOSTON MA)
MA
05/27/2011 - 06/29/2012
RODMAN & RENSHAW, LLC (BOSTON MA)
MA
02/03/2011 - 05/27/2011
HUDSON SECURITIES,INC. (BOSTON MA)
MA
10/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (WALTHAM MA)
BOTH
Issued 10/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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