Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Blanchard is a financial advisor associated with Wells Fargo Clearing Services, LLC. Stephen has been in the industry since 1997 and has a total of 6 approved SRO registrations, 1 approved FINRA registration, 1 approved state registration, and 1 approved IA state registration. Stephen's professional designations include Series 31, Series 63, Series 65, Series 7, and SIE. Stephen has also passed two state examinations, Uniform Investment Adviser Law Examination and Uniform Securities Agent State Law Examination. Stephen previously worked at MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., and UBS PAINEWEBBER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/04/2009 - Present
Wells Fargo Clearing Services, LLC (SEAL BEACH CA)
CA
04/02/2007 - 12/06/2008
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
02/07/2003 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NJ
05/28/1997 - 12/20/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 05/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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