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Stephen John Avery

Q3 Advisors, LLC

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About Stephen John Avery

Stephen Avery is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered as an Investment Advisor Representative with Q3 Advisors, LLC in Sarasota, FL. Stephen has previously worked with a number of financial institutions including Voya Financial Advisors, Inc., Cetera Advisor Networks LLC, and AIG Capital Services, Inc. Stephen is a Certified Financial Planner™ and a Chartered Financial Consultant. Stephen specializes in providing financial planning services to individual clients.

Firm Information

Stephen Avery is currently registered with Q3 Advisors, LLC. Q3 Advisors, LLC is an investment advisor registered with the SEC. The firm provides financial planning services to individuals and other client types. They have 7 investment advisor representatives and 1 licensed agent.

Not reported

Assets Under Management

224

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Stephen Avery’s Registration & Firm History

FL

05/02/2024 - Present

Q3 Advisors, LLC (Sarasota FL)

FL

05/11/2021 - 12/31/2023

CETERA ADVISOR NETWORKS LLC (SARASOTA FL)

FL

08/28/2017 - 06/11/2021

VOYA FINANCIAL ADVISORS, INC. (SARASOTA FL)

NJ

01/02/2013 - 08/28/2017

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

PA

08/18/2017 - 08/21/2017

VOYA FINANCIAL ADVISORS, INC. (BRIDGEVILLE PA)

OH

11/13/2009 - 01/07/2013

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

PA

10/30/2007 - 11/06/2009

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CT

04/06/2004 - 10/08/2007

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

NY

01/17/2000 - 04/19/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/26/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2003

Series 3 - National Commodity Futures Examination

BC

Issued 01/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Stephen John Avery. Review regulatory record here.
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