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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bauer is a financial advisor with Mercer Global Advisors Inc., who specializes in providing financial planning and wealth management services to individuals and families, as well as businesses and organizations. Stephen has been working in the financial services industry since 2014, and has a strong background in investment management, retirement planning, and estate planning. Stephen holds the Series 66 and Series 63 securities licenses, as well as the Series 7 and SIE licenses. Stephen is also a Certified Financial Planner (CFP). Stephen provides a variety of services, including investment management, retirement planning, college savings planning, and estate planning. Stephen is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
08/25/2023 - Present
Mercer Global Advisors Inc. (DENVER CO)
TX
01/05/2018 - 06/01/2018
TD AMERITRADE, INC. (Southlake TX)
CO
04/01/2016 - 02/26/2018
SCOTTRADE, INC. (WESTMINSTER CO)
BOTH
Issued 02/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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