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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jeremy Hall is a financial advisor with UBS Financial Services Inc. He is a registered representative with 40 years of experience in the securities industry. His previous employments include CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PAINEWEBBER INCORPORATED, PRUDENTIAL-BACHE SECURITIES INC., L. F. ROTHSCHILD, UNTERBERG, TOWBIN, and OPPENHEIMER & CO., INC. Stephen Jeremy Hall has a broad range of experience in the securities industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/03/2025 - Present
UBS Financial Services Inc. (New York NY)
NY
01/26/2000 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/28/1994 - 02/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/26/1989 - 06/21/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/30/1984 - 02/07/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
06/12/1979 - 03/22/1984
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
08/08/1973 - 06/22/1979
OPPENHEIMER & CO., INC.
NA
12/02/1970 - 09/20/1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1982
Series 5 - Interest Rate Options Examination
BC
Issued 05/19/1977
PC - AMEX Put and Call Exam
BC
Issued 11/25/1970
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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