Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jeffrey Kaye is an investment advisor representative with Hightower Advisors, LLC, and has been in the industry since June 2000. Stephen has a diverse background, including experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, APW Capital, Inc., and Teak Tree Capital Management, LLC. Stephen is a Certified Financial Planner and holds several licenses including Series 7, 31, 65, 66 and 30. Stephen provides financial planning and portfolio management services to a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
10/13/2020 - Present
Hightower Advisors, LLC (Fort Worth TX)
TX
04/27/2009 - 09/30/2020
APW CAPITAL, INC. (FORT WORTH TX)
TX
06/07/2000 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FT. WORTH TX)
IA
Issued 06/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2009
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Kaye is the right advisor for you? Invested Better is here to help.
